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What is a registered investment adviser?

According to Wikipedia, “By definition an investment advisor (IA) is considered to be acting in a fiduciary capacity on behalf of clients with a higher standard of disclosure and due care, a commitment to disclose, minimize and resolve conflicts of interest than would be found in a traditional securities brokerage environment. In addition, most IAs are compensated on a fee basis (usually as a percentage of assets under management) rather than a commission basis.

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Phone: (707) 637 9059. Email: matt.bock@humboldtfinancial.com

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